Director
Morgan Stanley · London, United Kingdom
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Lead and execute audits of investment banking and global capital markets controls, assess risks and report findings to stakeholders.
Worth knowing: At least 6 to 7 years' relevant experience expected
“Unfortunately we’re unable to provide visa sponsorship for this role. We would only be able to offer you this role if you can demonstrate proof of Right to Work in the UK.”
Internal Auditor, Institutional Securities, Director (AVP equivalent) LONDON JR045394 We're seeking someone to join our team as a Director in the Investment Banking and Capital Markets Audit Team, located in London. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes. This is a Director position within the Business Audit family, which is responsible for inspecting controls in front, middle and back offices. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you’ll do in the role: •Help identify risk and impact to relevant coverage area to prioritize areas of focus •Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment •Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner •Assist in managing multiple deliverables in line with team priorities •Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers What you’ll bring to the role: •At least 6-7 years' relevant experience would generally be expected to find the skills required for this role •Understanding of business line and key regulations relevant to Investment Banking and Global Capital Markets •Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) •Ability to identify and analyze multiple data sources to inform point of view •Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly •A commitment to practicing inclusive...
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