Staff
Morgan Stanley · Glasgow, United Kingdom · Hybrid
Apply on Morgan Stanley's site →Goes straight to the employer's own hiring page. We never sit in between.
Execute compliance audits and continuous monitoring of second line controls for institutional and wealth businesses.
“Unfortunately we’re unable to provide visa sponsorship for this role because it doesn’t meet the government’s requirements for Skilled Worker visas. We would only be able to offer you this role if you can demonstrate pro”
Global Compliance Audit Team Associate JR043112 GLASGOW We're seeking someone to join our team as an Associate based in Glasgow in the Global Compliance audit team providing coverage of Compliance/second line controls tested as part of the firm’s Central Compliance Functions or Business Unit audits (for Morgan Stanley’s Institutional, Wealth or Investment Management businesses). This role will ultimately report to the Internal Audit Global Head of Compliance Risk and supports execution of audits, closure verification and continuous monitoring activities. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes. At Morgan Stanley Glasgow, we support the Firm’s global Operations, Technology, Finance, Corporate, and Institutional Securities divisions. Known for its excellence in process, client service & leadership, our Glasgow teams have led us to win numerous innovation and people awards. Morgan Stanley has been rooted in the Glasgow community since 2000, steadily contributing to the development of a vibrant local financial services and fintech industry. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
Every job links to the employer's own site. This job board is free: no ads, no account.