Senior
BNY · Manchester, United Kingdom
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Execute SOX and ICFR testing, update control documentation, track remediation, and support audits for assigned finance processes.
Worth knowing: Banking or financial services experience preferred
Company: Job title: Senior Specialist, SOX Control & Compliance Location: Manchester, Greater Manchester, United Kingdom We’re seeking a future team member for the role of Senior Specialist, SOX Control & Compliance to join our team. Role Purpose The SOX / ICFR Analyst supports the execution of the SOX and ICFR programme through reliable delivery of control documentation, walkthrough support, testing activities, issue tracking, and evidence management. The role is responsible for applying established methodology and documentation standards, partnering effectively with stakeholders, and contributing to a strong and sustainable financial controls environment across assigned processes and business areas. Key Responsibilities • Execute assigned SOX and ICFR testing activities in line with approved methodology, timelines, and quality standards. • Support the refresh of process narratives, risk and control matrices, flowcharts, and related documentation for assigned processes and controls. • Participate in walkthroughs with business and control owners to understand processes, identify key control points, and document process changes accurately. • Test the design and operating effectiveness of key controls by reviewing evidence, performing analysis, and documenting results and conclusions in clear working papers. • Track evidence requests, follow up with stakeholders, and maintain organised records to ensure audit readiness and timely completion of reviews. • Identify exceptions, documentation gaps, or control concerns and raise them promptly to the reviewer or manager for further assessment. • Support remediation tracking by maintaining action logs, following up on agreed milestones, and validating closure evidence where required. • Build strong working relationships with business partners, control owners, and team members to support smooth delivery of programme activities. • Contribute to special projects, process improvement efforts, and opportunities to standardise or automate elements of the testing and documentation process. Core Accountabilities • Timely and accurate completion of assigned testing and documentation activities. • Production of clear, complete, and well-organised working papers and supporting evidence files. • Adherence to methodology, documentation standards, and review feedback.
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