Manager
LSEG · London, United Kingdom
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Plan and lead client attestations and audits for technology and data platforms including DORA readiness.
Worth knowing: Desirable experience includes regulatory audits such as FCA, SEC, ESMA
ABOUT US: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific. We employ 25,000 people globally, more than half located in Asia Pacific. LSEG’s ticker symbol is LSEG. ROLE SUMMARY: As the DORA Risk Assurance Manager you will be meeting the new demand from clients as a result of European DORA legislation to deliver new attestations and client audit. WHAT YOU'LL BE DOING: Leadership & Culture: Lead the day-to-day management and scheduling of the DORA Customer Audit program, ensuring that all internal partners are briefed, logistics organized and evidence collated, being the Customer Audit representative with the client. Champion integrity, transparency, and continuous learning. Mentor junior members of staff, encourage growth, through real-time feedback and collaborative learning. Support the team in adapting to new auditing standards and digital transformation initiatives. Audit and Attestations: Own the planning and execution of attestation programs (e.g. SOC 2, ISAE 3000). Maintain a library control narrative, process flows, and risk/control matrices. Prepare and deliver responses to findings. Own the end-to-end governance process across the department. Deputize for the leadership team, delegate and manage workload across the team, provide mentorship and career counselling to members of the team. Control framework: Support the design and implementation of control frameworks over technology platforms from each Business Unit.
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